Control Policy

Welcome to My Trade Live’s internal policies and procedures. My Trade Live adheres to the SEBI (Research Analyst) Regulations of 2014

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Introduction to Internal Policies and Procedures

Welcome to My Trade Live’s internal policies and procedures. My Trade Live adheres to the SEBI (Research Analyst) Regulations of 2014, in line with the SEBI Act of 1992. These regulations came into effect on December 1, 2014, and we are committed to wholeheartedly following them.

Objective: As per the regulations, it is mandatory for all Research Analysts to establish a Code of Conduct. To ensure full compliance, My Trade Live has created a specific Code of Conduct. Our core objective is to publish investment research and recommendations that are unbiased, independent, transparent, fair, and devoid of any misleading information.

Code of Conduct: This document shall be known as the “Code of Conduct for Research Analysts” (referred to as the “Code of Conduct”). It takes immediate effect upon issuance.

Applicability: The Code of Conduct applies to all individuals categorized as Research Analysts and their associates, if any.

Key Definitions:

Research Report: Any written or electronic communication that contains research analysis, recommendations, or opinions related to securities or public offerings, forming the basis for investment decisions. However, it excludes the following:

– Comments on general trends in the securities market.

– Commentary on economic, political, or market conditions.

– Periodic reports designed for unit holders of mutual funds, alternative investment funds, clients of portfolio managers, investment advisers, etc.

Research Analyst: A person primarily responsible for:

– Preparing or publishing the content of research reports.

– Providing research reports.

– Making ‘buy/sell/hold’ recommendations or setting price targets.

– Offering opinions regarding public offerings.

Note: This definition also encompasses any individual, whether directly or indirectly connected, reporting to a Research Analyst concerning the mentioned activities.

Furthermore, any personnel making stock-specific recommendations in the public domain will be considered a Research Analyst and must adhere to all relevant rules and regulations.

We kindly request that all communication be in the English language. My Trade Live is fully committed to upholding the integrity and ethics of the SEBI regulations, ensuring that our clients receive the most accurate and impartial investment advice.